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eCAM 2004; 1(1)93-98
Original Article
Bernardino Clavo1,5,
Juan L. Pérez2,5, Laura López1,5, Gerardo Suárez1,5,
Marta Lloret1,5, Victor Rodrίguez3,
David Macίas2,5, Maite Santana1, Marίa A. Hernández1,5, Roberto Martίn-Oliva2 and Francisco Robaina4,5
Radiation Oncology and Research
Unit, 2Medical Physics, 2La Paterna
Medical
Center
, 4Chronic Pain Unit, Dr Negrin Hospital and 5Canary
Islands
Institute for Cancer Research (ICIC), Las Palmas
Canary Islands), Spain
Tumor
hypoxia is an adverse factor for chemotherapy and radiotherapy. Ozone therapy is
a non-conventional form of medicine that has been used successfully in the
treatment of ischemic disorders. This prospective study was designed to assess
the effect of ozone therapy on tumor oxygenation. Eighteen subjects were
recruited for the study. Systemic ozone therapy was administered by
auto-hemotransfusion on three alternate days over one week. Tumor oxygenation
levels were measured using polarographic needle probes before and after the
first and the third ozone therapy session. Overall, no statistically significant
change was observed in the tumor oxygenation in the 18 patients. However, a
significant decrease was observed in hypoxic values < 10 and <
5 mmHg of pO2. When individually assessed, a significant and inverse
non-linear correlation was observed between increase in oxygenation and the
initial tumor pO2 values at each measuring time-point, thus
indicating that the more poorly-oxygenated tumors benefited most (rho == -0.725;
P = 0.001). Additionally, the effect of ozone therapy was found to be lower in
patients with higher hemoglobin concentrations (rho = -0.531; P < 0.034).
Despite being administered over a very short period, ozone therapy im- proved
oxygenation in the most hypoxic tumors. Ozone therapy as adjuvant in
chemo-radiotherapy warrants further research.
Keywords: cancer -
hypoxia - pO2 measurement - polarographic probe
©
Oxford University Press 2004
Introduction
Tumor hypoxia can cause
an increase in radio-resistance by up to 2.5-3 times (1) and predisposes a physiologic selection
of tumor cells with decreased apoptosis. This
results in additional resistance to radiotherapy and chemotherapy (2) and further increase in angiogenesis and a more
aggressive tumor potential (3-5). Tumor hypoxia, when assessed by polarographic
probes, is an independent prognostic factor for response to
treatment and/or
survival of head and neck tumors (6-9) and uterine cervical tumors (10,11) as well as sarcomas (12,13).
The polarographic
probe technique was designated as 'gold standard' for tumor pO2 measurement in a
special workshop sponsored
by the National Cancer Institute (14), at which the importance of developing methods to overcome tumor
hypoxia was emphasized. Since then, meta-analyses
have demonstrated that hypoxia modification during radiotherapy can improve
treatment outcomes (15).
For reprints and all
correspondence: Bernardino Clavo, Department of Radiation Oncology and Research
Unit, Dr Negrin
Hospital, C/ Barrancola Ballena s/n, 35020 Las Palmas (Canary Islands), Spain.
Fax: (+34) 928449127: Tel: (+34) 928 450284. E-mail: bernardinoclavo@terra.e
Ozone
therapy has been shown to be beneficial to patients with ischemic disorders,
particularly of the lower limbs (16-18). In our previous studies we had found
that ozone therapy increases oxygenation in the most poorly-oxygenated tissues
of the anterior tibialis muscles (19) and that oxygenation in these muscles
might be related to tumor oxygenation (20). The objective of the present
preliminary (and prospective) study is to evaluate the effect of ozone therapy
on tumor oxygenation, using the polarographic probe measurement technique.
Subjects
and Methods
Patients
Eighteen
patients with accessible metastases or advanced tumors were enrolled in the
study (14 with head and neck tumors, 2 with gynecological tumors and two bone
metastases in chest wall region). Patients comprised 15 males and 3 females with
mean age of 64 years (range, 50-91). The selection criteria included the
following: a minimum age of 18 years, Karnofsky performance status of >70, cancer diagnosis histologically
confinned with metastases or advanced tumors accessible to physical examination
and not being suitable for surgical resection. The mean of measured tumors/nodes
was 6.5 cm across the greatest diameter (range, 3-12 cm). The exclusion criteria
included the following: unwillingness to participate in the study, treatment
with experimental or evaluation drugs during the planned study or not fulfilling
all of the selection criteria described above. The experimental nature of the
study was explained in detail and informed consent was obtained from all
patients prior to study. The study was approved by the Institutional Ethical
Committee.
Ozone
Therapy
Ozone
therapy was administered by autohemotransfusion on three alternate days over one
week. The procedure involved the extraction of 200 mi venous blood into heparin
(25 IU/ml) and CaCl2 (5mM). Using clinical-grade O2, the O3/O2
gas mixture was prepared with an "xyz"device and sterilized by passing it through a sterile 0.20-μm filter. The blood
was mixed with 200 ml of the O3/O2 gas mixture at a
concentration of 60 μg/ml, in a single-use sterile container with a
capacity of 300 ml. Following this, it was slowly re-introduced into the
patient's body. The blood had been extra-corporeal for about 15-30 minutes but
no adverse reactions were observed. Table 1 summarizes some of the most relevant
clinical characteristics of the patients.

Tumor
pO2; Measurement
Tumor
oxygenation was measured using a polarographic probe system: the 'pO2
Histograph' (Eppendorf AG, Hamburg
,
Germany
).
The details of this technique have been described previously (21). Briefly, a
0.5 mm diameter electrode (0.3 mm diameter at the tip) is inserted into the
tumor while the patient is under subcutaneous anaesthesia. The movement is
computer controlled and consists of a 1 mm forward motion and a 0.3 mm backward
motion to avoid tissue compression at the measurement site. A pO2
value is obtained at every 0.7 mm. For each set of measurements obtained,
150-200 single p02 values were automatically recorded using at least
six different electrode tracks. To deter mine tumor oxygenation, median pO2
and the percentage of pO2 values <10 mmHg and <5
mmHg were obtained from the pooled data for each individual. Tumor oxygenation
values were obtained on four occasions: First, before session #1, second, after
session #1; third, 48 h after session #2 and before session #3; fourth, after
session #3. For each tumor, the change in oxygenation (∆pO2)
was calculated as the pO2 value at each time-point relative to the
pre-session #1 ('baseline') pO2 value. The measurements were carried
out on accessible, clinically palpable lymph nodes or subcutaneous metastases
without using an imaging technique.
Statistical
Analysis
The
SPSS 11.0 for Windows software package was used for this study. The distribution
of data was assessed by the Kolgomorov-Smirnov test. Two-tailed tests were
applied for signifìcance. The paired t-test was used to compare means of all
the median tumor values and all the percentages of the <10 and <5
mmHg measurements. These data are expressed as means ± SD. The Mann-Whitney U
test was used to compare the ∆pO2) between tumors above and
below the median baseline pO2. These data are expressed as median and
25%-75% inter-quartile interval. Linear correlation was assessed by Pearson's r
test and non-linear correlation by Spearman's rho test. Differences were
considered significant at the P < 0.05 level.
Results
Tumor
Oxygenation
The patient's individual data for hemoglobin levels and pO2 values at
each measurement time-point are shown in Table 1. Initial tumor oxygenation was
23 ± 5.1 mmHg, and was not related to sex, age, hemoglobin levels, clinical
status or tumor size. After session #1 tumor oxygenation was 31.9 ± 5.1 mmHg,
and this difference was signifìcant, P = 0.009. However, no statistically
significant differences were found in the other two measurement time-point: 48 h
after session #2 (27.3 ± 4.3 mmHg) and after session 3 (25.1 ± 3.9 mmHg).
Hypoxic
Values
The
percentage of values <10 mmHg at the baseline proceeded to decrease
significantly during ozone therapy from 40.8 ± 7.3% to 27.4 ± 7.3% (P = 0.002)
after session #1 and to 29 ± 6.2 (P = 0.039) 48 h after session #2. The
decrease to 31 ± 5.1% after session #3 did not qualify as statistical
significance (P = 0.058). The percentage of values <5 mmHg at the
baseline proceeded to decrease significantly during ozone therapy from 34.8 ±
7.5% to 21.7 ± 9%
P == 0.002) after session #1, to 23.8 ± 5.9% (P = 0.045) 48 h after session 2
and to 23.9 ± 4.9% (P = 0.033) after session #3 (Fig. 1).

Factor
of Change of pO2 (∆pO2):
At
each measurement time-point, an inverse and non-linear correlation was found
between individual ∆pO2 and initial pO2 values. A
higher ∆pO2 was observed in those tumors that had had lower
initial pO2 values. Signifìcant changes were observed after session
#1 (rho = -0.812, P < 0.001), 48 h after session #1 (rho = -0.798, P <
0.001) and after session #3 (rho = -0.725, P = 0.001) (Fig. 2). This was
corroborated by the comparison of ∆pO2 between tumors above and
below the median pO2 prior to ozone therapy (baseline), at each
measurement time-point. While the initially well-oxygenated tumors (those above
the median) showed oxygenation decrease, the initially most poorly-oxygenated
tumors (those below the median) showed an increase in oxygenation after the
ozone therapy. The changes recorded were a factor of 2.5 (range, 2-3.1; P =
0.002) after session #1, a factor of 4.1 (range, 1.7-8; P < 0.001) 48 h after
session #2, and a factor of 2.9 (range, 1.1-15; P = 0.002) after session #3 (Fig.
3). Further, at each measurement time-point, an inverse, non-linear correlation
between individual ∆pO2 and haemoglobin levels was found. The
∆pO2 in tumors was lower in patients with higher hemoglobin
levels after session #1 (rho = -0.650, P = 0.012), 48 h after session ft2 (rho =
- 0.531, P = 0.034) and after session ff3 (rho = - 0.579, P = 0.019) (Fig. 4).
Discussion
Ozone
(03) is the allotropic form of oxygen with three atoms and two
unpaired electrons, which has a higher oxidizing capacity than oxygen. In order
to avoid lung toxicity, medical applications of ozone require to preclude
airways involvement. Autohemotransfusion fulfils this requirement. In
appropriate concentrations, this technique leads to a transient oxidative stress
that can stimulate blood antioxidants by up-regulation (22-24). This mechanism
has been ascribed to ozone therapy's protection against free radical damage of
heart (22), and prevention of renal (25) and hepatic (26) disorders. Hemolysis
of <2.5 and an acceptable level of lipid peroxide formation has been
described in autohemotransfusion at O2/O3 concentrations
of 60 μg/ml (23). The objective of the present study was to assess whether
changes in tumor oxygenation occurred during ozone therapy. Each patient served
as his own control and elective non-ozonated autohemotransfusion was not
performed in a separate control group. It was not considered ethical for these
advanced cancer patients to undergo invasive study-manipulations over several
days in a control group which, theoretically, did not offer any potential
benefit (transfusion of oxygenated blood is not a therapeutical approach). On
the other hand, several studies bave aiready demonstrated that the
administration of ozone-free oxygen in a control group does not produce the 'prooxidant/antioxidant'
response necessary to mediate the clinical effects of ozone therapy. This
reaction was produced only when ozone was added to oxygen in equimolar amounts
(18, 24 and 26). In the course of ozone therapy by autohemotransfusion, ozone,
per se, does not enter the organism, and its effects are mediated by rapid (a
matter of seconds) oxidation of blood components in the transfusion recipient.
The oxidized molecules and the specifìc antioxidant generated would vary
according to the levels of ozone therapy. The vascular effect of ozonated blood
transfusion is explained by an increase of malonyldialdehyde and lipid
peroxidation leading to leading to activation of the hexose monophosphate shunt
with an increased production of 2,3-diphosphoglycerate in erythrocytes (27).
This results in a displacement of the oxyhemoglobin dissociation curve to the
right and an increase in the release of oxygen to the tissues. A pH decrease in
erythrocytes may also shift the oxyhemoglobin dissociation curve to the right (Bohr
effect) without modification of 2,3-diphosphoglycerate (28). Furthermore, a
charge modification in red cell membranes results in an improvement in membrane
flexibility and a decrease in blood viscosity and resistance (18,29). Adenosine,
prostaglandins and, especially, nitric oxide release could collaborate in
affecting the micro-circulation and lead to a decrease in vascular resistance
(30). Overall, ozone therapy decreased the ercentage
of values < 10 and < 5 mmHg at each measurement time-point.
However, no increase was observed in tumor pO2, as has been reported
in an animal study (31). In the present study, the oxygenation decreased in
tumors with pO2 concentrations above the median. Based on the oxygen
radio-sensitivity curve, it can be inferred that this is not of clinical
relevance in well-oxygenated tumors. However, in tumors with baseline pO2
below the median, i.e. tumors in which the radio-resistance could increase in
relation to this 'adverse' value, ozone therapy actually increased the tumor pO2.
This effect is similar to that observed by us (19) in anterior tibialis muscle
tissues following the administration of ozone therapy. The mechanisms underlying
this effect in tumors have yet to be defined. Based on previously described
effects, we hypothesize that the inverse correlation between initial oxygenation
and ∆pO2 in tumors and tissues during ozone therapy is
secondary to blood flow redistribution, i.e., a drop in blood flow in
well-oxygenated tissues in favor of less well-oxygenated tissues. Tumor vessels
have structural and functional abnormalities with decreased or absent
auto-regulatory mechanisms (32). Hence, an improvement in blood rheologic
parameters, as described by other authors (18,29), could play an important rote
in the effect of ozone therapy in high-resistance systems such as in tumors;
this could apply to at least the areas of the tumor that are most hypoxic.
Congruent with this concept is the improvement we observed with ozone therapy in
patients with lower hemoglobin levels and, as a consequence, with lower blood
viscosity. This vascular effect is further supported by our preliminary studies
with Doppler techniques, indicating a lasting blood flow increase following
three alternating ozone therapy sessions (B. Clavo, personal communication).
However, our hypothesis of an increase in tumor perfusion resulting from ozone
therapy needs further confirmation with studies specifically addressing the
effect on tumor blood flow using, for example, multi-channel laser Doppler.
Techniques such as hyperbaric chambers or carbogen breathing plus nicotinamide
can increase arterial pO2, with secondary tumor pO2
increase. Usually, however, this is less effective in modifying hypoxic areas
and, as well, the effect is of a very short duration; of the order of 10-15
minutes (33). Furthermore, if applied for more than 15-30 min, these therapies
can lead to vaso-constriction resulting in a potential blood-flow decrease,
secondary to hyperoxia, in most organs (34) as well as in tumors (33). Our
results show that, in the most hypoxic tumors, ozone therapy leads to an
improvement in tissue pO2 for at least 48 h after the second session
of therapy. Similarly, it should be noted that the hypoxic fraction was
decreased for protracted periods. Nevertheless, better results couid probably be
achieved using combined therapies, principally, techniques to increase blood
oxygenation. On the other hand, metastatic or large-size tumors are probably not
the best situations in which to evaluate oxygen delivery or the vascular effect
of ozone therapy, as observed in anemia-modification studies (35). However, for
the purpose
of the present study, the patients selected were those with advanced cancer or
with large affected nodes that were easily accessible to physical examination so
as to facilitate the tumor pO2 measurements. Tumor hypoxia
predisposes to a physiologic selection of tumor cells with decreased apoptotic
potential, which results in resistance to radiotherapy and chemotherapy (2),
higher angiogenesis and a more aggressive tumor potential (3-5). If ozone
therapy successfully decreases tumor hypoxia in some patients, it could be
useful as an adjuvant in the treatment of these patients by improving tumor
oxygenation, by reducing radio-resistance and improving local control. Survival
could be improved by decreasing tumor hypoxia, as shown by Overgaard's
meta-analyses (15). The results of the present study indicate that tumor pO2
modifìcation could support the anecdotal clinical reports of an improved effect
of radio-therapy in advanced tumors when ozone therapy is included in the
schedule (36). Radio-mimetic (37) and synergistic (38) effects of radio-therapy
as well as growth inhibition of human cancer cells by ozone (39) and increase in
chemo-sensitivity in colon carcinoma cells resistant to 5-fluorouracil (40) have
been described; albeit, these effects of ozone are not directly applicable to
human ozone therapy. However, from a clinical oncology point of view, further
research needs to be conducted on the effects of ozone-enriched blood. The
effects described in relation to increasing antioxidant (22-26) and cytokine
production (41,42) are particularly relevant. A review on the potential role of
ozone therapy as a biological response modifier in oncology has been published
by Bocci (43), and we concur with the view that the appropriate controlled
clinical trials would be particularly valuable. In conclusion, many aspects
regarding the bio-medical application of ozone therapy remain unexplored. In the
present prospective study, the effect of ozone therapy on human tumor pO2
has been measured using the polaro-graphic probe technique, and the results
indicate that ozone therapy could increase oxygenation in the most hypoxic
tumors. This suggests the potential use of this therapy as adjuvant in
chemo-radiotherapy schedules, and would warrant further investigation.
Acknowledgments
We
thank Dr G. Rovira-Dupláa (Ozone therapy Unit, Quiron Clinic, Barcelona
,
Spain)
for his invaluable help in the initial stages of our study and Martina Günderoth
for the technical and scientific support in this study. Editorial assistance was
provided by Dr Peter R. Turner, t-SciMed, Reus, Spain.
The Eppendorf pO2 Histograph 6650 device was purchased by a grant
(FUNC1S PI: 31-98) from the Health and Research Foundation of the Autonomous
Government of the Canary
Islands
(Spain).
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